Regulation & Security
Capital.com operates through multiple regulated entities worldwide, providing traders with some of the strongest investor protections available in the industry. The broker's regulatory framework spans four continents and includes oversight from tier-1 financial authorities.
Financial Conduct Authority (FCA) - United Kingdom
Capital Com (UK) Limited holds FCA authorization under license number 793714. The FCA is widely recognized as one of the world's strictest financial regulators, ensuring that Capital.com adheres to rigorous standards for client fund protection, fair trading practices, and corporate governance. UK clients are protected under the Financial Services Compensation Scheme (FSCS), which covers deposits up to £85,000 per person in the event of broker insolvency.
Cyprus Securities and Exchange Commission (CySEC) - European Union
Capital Com SV Investments Limited operates under CySEC license number 319/17, obtained in 2017. This authorization enables the broker to provide services throughout the European Economic Area under MiFID II regulations. European clients benefit from the Investor Compensation Fund (ICF), offering protection up to €20,000. CySEC's membership in ESMA ensures compliance with European-wide standards, including strict leverage limits for retail traders.
Australian Securities and Investments Commission (ASIC) - Australia
Capital Com Australia Pty Ltd received its Australian Financial Services License (AFSL 513393) in September 2021, expanding the broker's presence in the Asia-Pacific region. ASIC's stringent regulatory requirements include mandatory client money segregation and regular financial audits.
Additional Licenses
Capital.com holds additional authorizations from the Securities Commission of The Bahamas (SCB) and, as of April 2024, the UAE Securities and Commodities Authority (SCA). These licenses enable the broker to serve clients in regions outside the primary regulatory jurisdictions while maintaining high operational standards.
Client Protection Measures
Regardless of jurisdiction, all Capital.com clients benefit from negative balance protection, ensuring that traders cannot lose more than their deposited funds. Client money is held in segregated accounts with major banking institutions, completely separate from the company's operational funds. The broker undergoes regular external audits and maintains transparent financial reporting practices.
